Investment

Investor’s Rights and Obligations from broker

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Investor Rights – Right To Get Unique Client Code (UCC) allotted Get a copy of KYC and other documents executed Get trades executed in only his/her UCC Place order on meeting the norms agreed to with the Member Get best price Contract note for trades executed Details of charges levied Receive funds and securities on … Read more

Investor grievances through SEBI Complaints Redress System (SCORES) platform – SEBI Circular

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  To   All Intermediaries registered with SEBI (Through the Stock Exchanges for Stock   Funds and Asset Management Companies)   All Depositories   Dear Sir/Madam, Subject : Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform         i.        Circular no.CIR/OIAE/2/2011 dated June 3, 2011  ii.        Circular no.CIR/OIAE/1/2012 dated August … Read more