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Investor’s Rights and Obligations from broker

By Taxclick Team December 19, 2014 Leave a Comment

Investor Rights - Right ToGet Unique Client Code (UCC) allottedGet a copy of KYC and other documents executedGet trades executed in only his/her UCCPlace order on meeting the norms agreed to with the MemberGet best priceContract note for trades executedDetails of charges leviedReceive funds … [Read more...]

Investor grievances through SEBI Complaints Redress System (SCORES) platform – SEBI Circular

By Taxclick Team December 19, 2014 Leave a Comment

  To   All Intermediaries registered with SEBI (Through the Stock Exchanges for Stock   Funds and Asset Management Companies)   All Depositories   Dear Sir/Madam, Subject : Redressal of investor grievances through SEBI Complaints Redress System (SCORES) … [Read more...]

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